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Market State at:
18/12/2017 06:21:20
PRE-OPENING
v5.0.2 (22/11/2006)
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Trading On Unlisted

Trading on Unlisted
All trading on Unlisted occurs through Unlisted stockbrokers (listed below). Investors cannot trade directly in the market, and must trade through a participating broker. Brokers are able to enter or remove bids and offers at any time and trading occurs from 9am to 5pm Monday to Friday.

In recognition of the unlicensed nature of the Unlisted trading platform and the participating Issuers, anyone trading shares in Unlisted Issuers will be required by their broker to sign an Investor Information and Disclaimer form before their first order is placed. This confirms that the investor recognises that Unlisted is not a licensed financial product market and that the obligations for Issuers on Unlisted are different to those applying to issuers whose shares are traded on a licensed financial product market.

Order matching
Orders are matched in standard price then time priority with one exception:
  • Brokers receive time priority for any orders that match with an existing order they have in the market for that stock (this supports the efficiency of internal settlement for 'crossings' between buying and selling clients within a broking firm).

Trading fees
Unlisted charges a broker trade fee of $7.50 plus GST per side of each trade (buy and sell). Reported trades and trades crossed by the same broker are charged a trade fee of $7.50 plus GST. Brokers have the option of paying a fixed annual fee of $5,000 plus GST, payable quarterly in advance, to have trade fees waived. In the event of a stand in the market brokers can arrange for a separate security code to be established for a fee of $750.00 plus GST, and no trade fees would apply to transactions under that security code. Broker trade fees will be invoiced quarterly in arrears.

Brokers
Trading on Unlisted can be conducted through any of the brokers listed below. Contact your preferred broker to discuss how to become a client of theirs.

ANZ New Zealand Securities Limited
ANZ New Zealand Securities Limited
Telephone : 0800 805 777
Fax : 04 498 7064
Email : info@anzsecurities.co.nz
Website : http://www.anzsecurities.co.nz
Broker Since 15/12/2003

Craigs Investment Partners
Craigs Investment Partners
Telephone : 0800 272 442
Fax : 07 578 8416
Email : headoffice@craigsip.com
Website : http://www.craigsip.com
Broker Since 15/12/2003

First NZ Capital Securities
First NZ Capital Securities
Telephone : 04 474 4400
Fax : 04 496 5311
Email : info@fnzc.co.nz
Website : http://www.fnzc.co.nz
Broker Since 09/03/2004

Forsyth Barr
Forsyth Barr
Telephone : 0800 367 227
Fax : 04 499 7466
Email : mail@forbar.co.nz
Website : http://www.forsythbarr.co.nz
Broker Since 08/12/2004

Hamilton Hindin Greene
Hamilton Hindin Greene
Telephone : 0800 104050
Fax : 03 379 8472
Email : enquiries@hhg.co.nz
Website : http://www.hhg.co.nz
Broker Since 10/03/2004

JB Were (NZ) Pty Ltd
JB Were (NZ) Pty Ltd
Telephone : 0800 555 555
Fax : 09 927 1300
Email :
Website : www.jbwere.co.nz
Broker Since 22/03/2016

IMPORTANT INFORMATION
Unlisted is not a licensed financial product market.

Unlisted reserves the right to refuse any issuer's participation or to "delist" issuers without explanation.

Unlisted offers no assurance with regards to returns, equality of information or certainty of outcomes.

Unlisted will not monitor or give any assurance of detection of trading misconduct or misinformation. If abuses are identified, Unlisted will act to restrict access or "delist" those persons who are shown to abuse the market.

Unlisted's contracts with market participants will include indemnities for all costs incurred by Unlisted in reasonably enforcing those contracts.

In the event of fraud by market participants, Unlisted will act to remove access to the market from offenders and will assist where it can in holding the offenders to account.

Unlisted may allow users of the market facility to record their satisfaction or dissatisfaction with the issuers providing information and the intermediaries that investors use for trading.

A full set of terms and conditions is available to Issuers as part of their contracts.

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